Head of Compliance Onboarding & Periodic Reviews
Lead and manage the Onboarding & Periodic Reviews team (approx. 15+ people) within the legal entity EFG Bank AG, spread over the 3 locations : Zürich, Geneva and Lugano and oversee all KYC / AML processes and procedures to ensure proper risks management and adherence to the internal framework and regulatory requirements.
Main Responsibilities
- Oversight of Onboarding & Periodic Reviews activities.
- Management of the Onboarding & Periodic Reviews team over the 3 locations,, defining priorities, setting goals and leading people.
- Provide support and guidance to the team and the front office.
- Escalate sensitive and / or urgent issues to the Head of Financial Crime or her deputy.
- Collaborate and maintain strong relationships with with the First Line of Defense (FLoD) and other stakeholders as well as with foreign Compliance units.
- Prepare, participate and follow-up on internal and external audits.
- Preparation of management reports, statistics and KPI for internal use and for Group Compliance.
- Prepare and provide trainings and workshops to compliance and front office.
- Keep abreast of the current development of regulatory changes that may affect the business or the process / procedure, and propose appropriate strategies and measures to be taken.
- Promote compliance awareness and support the development of risk culture within the bank.
- Maintain and enhance Onboarding & Periodic Reviews processes, systems and tools by participating to projects, reviewing and / or developing internal guidelines and supporting the development of new tools.
Professional Skills
- 8+ years of experience in Compliance with strong track record in compliance knowledge, in particular in client onboarding but also in financial crime and transaction monitoring.
- Certificate of advanced studies in Compliance and / or other specialized certificates are a plus.
- Strong leadership.
- Strong knowledge of Private banking, Wealth Management and Asset Management.
- Good understanding of commercial challenges.
- Solution-driven and pragmatic mindset.
- Flexibility and resourcefulness.
- Strong ability to work across different functions.
- Flexibility to travel around Switzerland on a regular basis.
- Strong interpersonal skills.
- Fluent in English as well as in French and / or German and / or Swiss German and / or Italian.
Our Values
- Accountability : Taking ownership for tasks and challenges as well as seeking continuous improvement
- Hands-on : Being proactive to rapidly deliver high-quality results
- Passionate : Being committed and striving for excellence
- Solution-driven : Focusing on client outcomes and treating clients fairly with a risk-aware mindset
- Partnership-oriented : Promoting collaboration and teamwork. Working together with an entrepreneurial spirit.
Crypto Head of Compliance (m/f/d) - Germany
Train and educate employees on compliance policies and procedures to foster a culture of compliance within the organization. Lead and manage the compliance department, overseeing all compliance matters related to the company's operations. Conduct regular compliance risk assessments and audits to ide...
Head of Compliance Onboarding & Periodic Reviews
Oversight of Onboarding & Periodic Reviews activities. Management of the Onboarding & Periodic Reviews team over the 3 locations,, defining priorities, setting goals and leading people. Maintain and enhance Onboarding & Periodic Reviews processes, systems and tools by participating to projects, revi...
Crypto Head of Compliance (m/f/d) - Germany
Train and educate employees on compliance policies and procedures to foster a culture of compliance within the organization. Lead and manage the compliance department, overseeing all compliance matters related to the company's operations. Conduct regular compliance risk assessments and audits to ide...
Senior Compliance Officer Onboarding & Periodic Reviews
Our Financial Crime Compliance Department is looking for our Onboarding & Periodic Reviews team in Switzerland (Geneva, Zurich or Lugano) for an experienced Senior Compliance Officer able to deal with complex clients. Perform comprehensive and holistic periodic review of relationships including vari...
Head of Corporate Compliance
As the Head of Corporate Compliance, you will play a vital role in developing and managing MSC Cruises' Corporate Compliance program globally, including at headquarters, regional offices, ashore and onboard. Manage the global whistleblowing /reporting platform, contributing to carrying out internal ...
Geneva Head of Onboarding & Periodic Reviews
Our Financial Crime Compliance Department is looking for an experienced Geneva Head of Onboarding & Periodic Reviews, with a previous experience in Private Banking KYC/AML domain, to join and lead the Geneva Onboarding & Periodic Reviews team. Define objectives and manage performance, including effe...
Compliance Specialist - AML Officer
The individual will work as a member of the Anti-Fraud and Investigation team, which forms part of Group Compliance. Organise and participate in the group monthly Money Laundering Reporting Officers (MLRO) feedback call. Leverage your expertise to assist the financial crime transaction monitoring te...
Junior Compliance Officer
Assist the Compliance Manager & Compliance Officer with the day-to-day administration tasks within the Compliance department. Assist with external compliance reporting and compliance requests from third parties. Maintain and update the internal training register and eventually other internal complia...
Compliance Officer - Temporary Position
We are recruiting for one of our clients, a prestigious Swiss private bank, a "Compliance Officer Monitoring". Detect and monitor high-risk transactions from an AML perspective and ensure compliance with national and international sanctions. Provide additional AML control and monitoring, and support...
Junior Compliance Officer au sein d'une PME suisse spécialisée dans l'asset management
Pour notre client, une PME active dans l'asset management, nous sommes à la recherche d'un-e Junior Compliance Officer pour venir rejoindre leurs équipes et soutenir des profils seniors dans leurs tâches du quotidien. Soutien aux tâches du quotidien d'un Senior Compliance Officer. Revue des directiv...