Risk & Compliance Officer
- Develop, implement, and maintain compliance policies and procedures in accordance with FinSA and AML regulations
- Conduct regular compliance reviews and risk assessments
- Provide expert advice and support to the business on compliance matters
- Monitor and report on compliance risks and issues
- Ensure all staff are trained on compliance requirements and best practices
- Liaise with auditor and regulatory authorities and ensure timely submission of required reports
- Keep up-to-date with changes in relevant laws and regulations and ensure the company’s compliance practices are aligned
Qualifications
- Minimum of 3 years of experience in a compliance role within financial services in Switzerland
- Strong knowledge of FinSA, AML regulations and of industry best practices and standards
- Good knowledge of the trust & corporate services sector
- University degree in Law, Finance, Business Administration, or a related field
- Fluent in English and French (both written and spoken)
- Excellent analytical, communication, and interpersonal skills
- Ability to work independently and as part of a team
- Strong attention to detail and problem-solving abilities
The company has an entrepreneurial spirit and offers a challenging opportunity and interesting compensations. If you enjoy working in an international environment, being a real member of a dynamic team, please contact us
Risk & Compliance Officer
Conduct regular compliance reviews and risk assessments. Monitor and report on compliance risks and issues. Develop, implement, and maintain compliance policies and procedures in accordance with FinSA and AML regulations. Provide expert advice and support to the business on compliance matters. ...
Risk & Compliance Officer
Conduct regular compliance reviews and risk assessments. Monitor and report on compliance risks and issues. Develop, implement, and maintain compliance policies and procedures in accordance with FinSA and AML regulations. Provide expert advice and support to the business on compliance matters. ...
Compliance Specialist - AML Officer - Full time
The individual will work as a member of the Anti-Fraud and Investigation team, which forms part of Group Compliance. Leverage your expertise to assist the financial crime transaction monitoring team, sanctions team, and client on-boarding and review team during time of increased compliance activity....
Risk Manager - Risques Opérationnels/ Sécurités Informatiques H/F
Risk Manager - Risques Opérationnels/ Sécurités Informatiques H/F. Risk Manager, contrôleur interne ou auditeur dans le domaine bancaire en Suisse. ...
Middle Officer/Risk Analyst
Our client is a Commodity Trading company.Continuously monitor trading activities for potential risks (market, counterparty, operational).Analyze financial data and market indicators.Evaluate risks tied to new products, trading strategies, and proposed transactions.Perform quantitative and qualitati...
Business Analyst - Master Data
Au moins trois ans d'expérience en tant que business analyst, acquise en relation avec un outil de Data Management (p. Assurer le piquet pour l'application centrale du domaine Master Data. ...
Middle Officer/Risk Analyst
Our client is a Commodity Trading company.Continuously monitor trading activities for potential risks (market, counterparty, operational).Analyze financial data and market indicators.Evaluate risks tied to new products, trading strategies, and proposed transactions.Perform quantitative and qualitati...
Senior Oil/Products Middle Officer
Work closely with the trading desk to understand their strategy and provide support and challenge as needed.Execute and oversee deal entry, ensuring accuracy and timeliness.Produce daily P&L statements, analysing key drivers and providing insight to traders.Monitor and manage risk profile of trading...
Compliance Auditing, documentation & training manager
Local process owner of the Internal Audit process: define SOP and template according to Global CH guidance, define training program and train designee associate, define internal audit universe and internal audit program in collaboration with the QA Release, Compliance and Auditing Senior Manager, co...
Business Analyst digitales solutions (H/F)
Expérience confirmée (5 ans) des processus de business analyse et de ses livrables avec un nombre élevé d'interlocuteurs et d'interfaces. ...