Regulatory Compliance Officer

ppThe Regulatory Compliance Officer supports the Regulatory Compliance function in ensuring compliance with Swiss regulatory requirements applicable to Private Banking. The role provides regulatory advice and contributes to the implementation and maintenance of the Bank's compliance framework, with a focus on Market Conduct, FIDLEG/FinSA, Cross-Border activities, Outsourcing and Vendor Management, Compliance Monitoring, Training Governance and Regulatory Reporting. /p h3Key Responsibilities /h3 ul liRegulatory Advisory Compliance Framework ul liProvide regulatory advice and support to business and support functions. /li liSupport the development, implementation and maintenance of compliance policies, procedures and governance frameworks. /li liMonitor regulatory developments and assess their impact on the Bank. /li /ul /li liRegulatory Compliance Activities ul liSupport compliance activities relating to Market Conduct, FIDLEG/FinSA, Cross-Border Compliance, Outsourcing and Vendor Management. /li liMaintain relevant compliance tools, records and governance documentation. /li liPerform compliance monitoring reviews and support the execution of the Compliance Monitoring Plan. /li liCoordinate compliance training activities and maintain training governance processes. /li /ul /li liGovernance Reporting ul liPrepare management information, KRIs, committee materials and regulatory reports. /li liSupport audits, regulatory reviews and interactions with internal and external stakeholders. /li liMaintain adequate documentation and contribute to the continuous enhancement of the compliance framework and control environment. /li /ul /li /ul h3Qualifications /h3 ul liKnowledge of Swiss banking and financial market regulations, including FIDLEG/FinSA. /li liUnderstanding of Private Banking, Cross-Border Compliance and Outsourcing Governance requirements. /li liStrong analytical, communication and stakeholder management skills. /li liAbility to work independently and manage multiple priorities. /li liHigh attention to detail and strong documentation skills. /li liFluency in English is required; additional languages are a plus. /li /ul /p #J-18808-Ljbffr