Compliance Officer

ppThe position the Regulatory Compliance Officer supports the Regulatory Compliance function in ensuring adherence to Swiss regulatory requirements applicable to Private Banking, with a focus on Market Conduct, FIDLEG, Cross‑Border activities, Third Parties oversight and Client Tax compliance (FATCA/CRS). /p h3Key Responsibilities /h3 h3Market Conduct /h3 ul liMonitor employee personal account dealing and staff transactions. /li liSupport surveillance activities related to market abuse and conduct risk. /li liContribute to conduct‑related reporting and control testing. /li /ul h3FIDLEG / FINSA /h3 ul liSupport client classification and reclassification processes (opt‑up/opt‑down). /li liReview client transactions/documentation to ensure compliance with duty of information, suitability requirements. /li liAssist in monitoring best execution and conflict of interest frameworks. /li liProvide regulatory guidance to Front Office on FIDLEG‑related matters. /li /ul h3Cross‑Border /h3 ul liAssess cross‑border implications in client onboarding and account maintenance. /li liSupport review of employee travel activities and cross‑border servicing restrictions. /li liMaintain cross‑border country guidelines and provide regulatory advice. /li /ul h3Third Parties Client Tax /h3 ul liSupport outsourcing and vendor arrangements from a regulatory perspective. /li liAssist in FATCA and CRS oversight, mainly documentation reviews and ongoing monitoring. /li liContribute to regulatory reporting and remediation processes where required. /li /ul h3Reporting Committees /h3 ul liAssist to prepare reports, KRIs and other indicators to the regulatory compliance committees. /li /ul h3Qualifications Special knowledge and skills required /h3 ul liMinimum 3-5 years experience in Compliance functions within Private Banking /li liExperience with regulatory projects /li liFATCA, CRS related experience is an asset /li liExcellent Microsoft Office skills /li liKnowledge of Latin American markets is an asset /li liKnowledge of Swiss regulatory framework applicable to Private Banking wealth management /li liKnowledge of financial products and regulatory requirements /li liTeam player and pro‑active, willing to take responsibility /li liSuits well in an international environment /li liStrong intercultural and interpersonal skills /li liSeeks to join the collaborative working environment of a dynamic international team and to share experience acquired to excel as a team /li liExceptional communication skills /li liVery Good interpersonal relationship /li liUniversity degree in Law or Business Administration or relevant experience by means of a Banking education with additional Compliance focused certifications /li liCompliance Degree (DAS or similar) /li /ul /p #J-18808-Ljbffr