Controller Compliance Rules

coni + partner, established 1993, is a consultancy company with headquarters in Zurich and subsidiaries in Düsseldorf and Shanghai. We are specialised in custom-fit staffing in tune with the corporate culture by ensuring a perfect match of professional skills, references and personal as well as social skills of successful candidates.

Our client is the risk management department of an international bank in Zurich. We are looking for a compliance specialist (m, f, d) as

Controller Compliance Rules

Aufgaben

Responsible for ensuring compliance with banking law regulations, regulatory requirements and internal rules in a as a 2nd line of defense (2nd LoD) function / Ensuring an independent compliance function (e.g. MiFID, AML, market conduct rules and ESMA's technical implementation standards, EU-MAR) and its effectiveness in the operational business areas, including cross border business / Ensuring compliance with international cross-border regulations and the further development of internal rules and processes / Ensuring the controlling of compliance risks, the ongoing evaluation of the regulations issued for compliance and the possible effects, advising senior management / Ensuring that compliance implements the risk-oriented control programme / Ensuring regular, meaningful reporting to senior management, which serves as a basis for decision-making by the executive board / Ensuring unrestricted rights to information, inspection and auditing in business functions and IT systems / Cooperating with financial market supervisory authorities on regulatory issues, coordination work / Monitoring regulatory changes, communicating new developments and preparing analyses of possible impacts on the bank / Conducting target group-specific training courses / Ad hoc projects.

Qualifikation

Master's or PhD in Law or Economics / Additional qualifications in the areas of compliance or governance / Professional experience in banking auditing in a large company as a manager or senior manager, in the business risk department of an international bank or in the compliance department of a financial market supervisory authority or the European Central Bank (ECB) / Specialization as a 2nd line of defense (2nd LoD) in financial market regulation and interest in the impact of regulatory changes on banking operations / Knowledge of e.g. MiFID, AML, market conduct rules and ESMA's technical implementation standards, EU-MAR regulations / Experience in project management and the implementation of regulatory projects / Knowledge of regulatory requirements in Switzerland and Liechtenstein as well as European regulation / Analytical, proactive personality with a practical, solution- and results-oriented mindset and team orientation / Interest in coordination activities and giving presentations / IT flair and very good MS Office skills / German and English.

Please send us your documents for an initial contact by e-mail to contact@coni-partner. com or call us on +41 44 254 90 10. Mr. Ivano Coni would like to support you. Your application will be kept strictly confidential.

coni + partner ag

Ivano Coni

Managing Director

Klosbachstrasse 107

CH-8032 Zürich

Tel. : +41 44 254 90 10

Executive Search / Personalberatung für die Schweiz, Liechtenstein und Deutschland. Rekrutierung von Berufsprofilen mit höhrer Ausbildung europaweit.