A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing.
An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF
300 billion and operating from over 25 offices across 4 continents.
With a history spanning over 225 years, Lombard Odier is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody.
We also offer asset management services and investment strategies through Lombard Odier Investment Managers and provide
advanced banking technology to other financial institutions.
Rethink Everything is our philosophy it is at the heart of everything we do. We have grown stronger through more than 40 financial crises by rethinking the world around us to provide a fresh investment perspective for our clients.
CLM Onboarding Officer - Zurich
Our mission is to provide our Clients with a smooth and efficient Onboarding and Change of Circumstance experience. As part of the Client Lifecycle Management Onboarding team (CLM OB), you will be responsible for processing account openings, adhering to regulatory requirements, ensuring the highest standards and be able to prioritise in a fast-paced, positive environment.
Your Mission :
- Analysis of account opening documentation for individuals and legal entities in line with regulatory requirements and the bank’s policies and internal guidelines
- Perform due diligence checks including CDB, KYC, AML, Crossborder and Tax (FATCA, CRS, VAT, stamp duty, UKRND)
- For eligible cases, end-to-end processing of account opening, including analysing and validating KYC, performing screening (Lexis Nexis, Pythagoras, etc.
and validating the risk score
- Provide clear guidance to front office teams on assessments relating to material and formal aspects of account openings and linked changes in circumstances
- Act as a CLM OB ambassador when liaising with the tax, compliance, legal teams and stakeholders
- Provide consistent assessments to a high standard and be detail and solutions oriented
- Ability to work effectively under pressure, multi-task and meet objectives
Desired Profile :
- University degree (preferably in law) and / or recognised certification in compliance (an asset)
- At least 5 years' experience in the field
- Very good knowledge of CDB, LBA, FATCA, CRS, Crossborder and Suitability
- Problem solving skills and a can do attitude
- Demonstrate commitment, flexibility, adaptability and interpersonal skills
- Multidisciplinary and organisational skills
- Strong team spirit with the ability to collaborate
- Fluency in spoken and written English and German, another language would be an asset
- Domicile in Switzerland
Our Maison’s DNA is defined by five core values. Excellence drives us to be the best at what we do, while Innovation fuels our progress.
Respect underpins every interaction, and Integrity shapes our actions. Together, we are One Team , united in serving our clients with unwavering dedication.
Should you recognise yourself in this mission statement, we would be happy to receive your application. It will be handled in the strictest confidence.