Audit Manager

Our Company

EFG International is a global private banking group, offering private banking and asset management services. We serve clients in over 40 locations worldwide. EFG International offers a stimulating and dynamic work environment and strives to be an employer of choice.

EFG is committed to providing an equitable and inclusive working environment that is founded on the principle of mutual respect. Joining our team means experiencing a supportive environment, where your contributions are valued and recognised. We strongly believe that the diversity of our teams gives us a competitive advantage by fostering better decision-making and greater innovation.

Our Purpose and Mission

Empowering entrepreneurial minds to create value – today and for the future.

We are a private bank, offering personalised solutions on a global scale to private and institutional clients. Our sustainable success is based on our talents and on how we partner with our clients and communities to create lasting value.

Role

The primary role of ASD is to assist the Board and Audit Committee by providing an independent appraisal of the adequacy and effectiveness of the internal control framework and systems in operation within the Group, and through the continuous monitoring thereof.

The Internal Audit Manager will assist the Deputy Chief Auditor and Regional Head of Audit who assume overall regional responsibility for and provides EFG International entities with a systematic independent review and evaluation on how the internal control systems are performing, and the adequacy and effectiveness of risk management and control within the organisation.

The Audit Manager will be responsible for assisting in the performance of audits of the EFG International entities and corporate departments / divisions. This includes, assessing the effectiveness of internal controls, the efficiency of operations and compliance with the Group and regulatory requirements (AML, KYC . The job also entails identifying control opportunities within operations and determining factors associated with control and recommend solutions.

Other responsibilities include assisting the Regional Head of Audit in (a) ensuring the audit working papers meet ASD quality standards; (b) tracking the implementation of audit recommendations through the Bank findings tracking tool system (SAS-GRC); (c) co-ordinating with other members of the ASD team based in different locations; (d) developing enhanced risk assessment capabilities including private banking / wealth management.

The role requires a high level of independence, integrity, loyalty, and objectivity. Ability to work alone as well as in teams and effectively deal with management at all levels.

Main Responsibilities

INTERNAL AUDIT STANDARDS

• In line with EFG-ASD Internal Audit Charter to ensure that EFG International’s operations are conducted according to the highest standards by providing an independent, objective assurance function and by advising on best practice.
• Ensure that professional standards and ASD methodology are applied in carrying out audit assignments.
• Comply with the Global Internal Audit Standards as prescribed by The Institute of Internal Auditors.
• Comply with the EFG International Regulations including GD 9 01 001 "Internal Audit Reports and Management’s Monitoring of Pending Issues" and the "Group Business Code of Conduct" as outlined in POL 6 02 003.

RISK MANAGEMENT

INTERNAL AUDIT PROCESS

QUALITY ASSURANCE PROCESS

AUDIT COORDINATION

Skills and experience

Our Values