Compliance Manager - US Market

LHH Recruitment Solutions is seeking a "Compliance Manager", specializing in the US market, for an international financial institution based in Geneva.

• Monitor and assess the compliance of investments made by the front office for US clients, ensuring adherence to relevant US regulations and internal policies.
• Conduct thorough due diligence on investment products and transactions, ensuring they meet all regulatory requirements for US-based clients.
• Provide guidance and compliance advice to front office teams regarding US market regulations and compliance issues.
• Collaborate closely with various departments to ensure seamless communication and compliance across the firm.
• Assist in preparing and maintaining reports for internal and external regulatory bodies.
• Stay up to date with the latest changes in US financial regulations and compliance standards to ensure ongoing adherence.
• Act as a point of contact for compliance-related inquiries from internal stakeholders regarding US markets.
• A degree in Law, Finance, or a related field is required.
• At least 5 years of relevant experience in a compliance role with a focus on US clients and markets.
• Proven experience in compliance monitoring, regulatory reporting, and ensuring compliance with US financial regulations.
• In-depth knowledge of US financial regulations.
• Strong analytical skills and attention to detail.
• Ability to work in a collaborative, small-team environment within a global organization.
• Fluent in English (both spoken and written).

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